The Financial Services Resource Centre consolidates essential information from the regulator, ASIC, to assist in simplifying the numerous governance, risk management and compliance obligations Australian Financial Services (AFS) Licensees must address on a daily basis.
ASIC publishes a range of resources to help AFS Licensees comply with their requirements, including the following regulatory guides dealing with the key compliance, corporate governance and risk management issues for licensees.
ASIC publishes additional resources to help AFS Licensees, who operate managed investment schemes, comply with their requirements, including the following regulatory guides dealing with the key compliance, corporate governance and risk management issues for scheme operators.
