Consulting Services
CompliSpace's specialists provide an extensive range of consulting services that deliver practical solutions to the many challenges of your business. Our consulting services include:
Risk Management:
- Tailored Risk Facilitation Workshops, including the identification and capture of enterprise risks and the development of risk controls and treatment plans
- Risk audit, risk assessments and independent reviews
- Design, implementation and maintenance of Enterprise Risk Management Programs
Compliance:
- Tailored in-house training workshops
- The development of Compliance checklists tailored to a business's particular needs
- Compliance reviews, independent reviews and reporting
- Outsourced Compliance Manager Services
- Compliance Committee representation
- Outsourced Responsible Manager Services
- Compliance Mapping – translating legal, regulatory and contractual obligations into plain English questions
- Compliance Plan drafting, reviews and extraction of duties into plain English questions
Workplace Relations:
- HR & OHS audits
- Modern Award Reviews
- Drafting and review of Employment Agreements
- Tailored in-house Training & workshops
- Outsourced HR services
- Workplace dispute resolution
- Organisational content integration
AML/CTF:
- AML/CTF Independent Reviews
- Outsourced AML/CTF Compliance Services
- Identification and mapping of AML/CTF designated services
- Facilitating the identification of AML/CTF risks
- Customer identification and verification services
- AUSTRAC appointed Auditor
- Sample KYC file audits
- Senior management training to develop an understanding of the AML/CTF process
AFS Licencing:
- Management of the AFS Licencing process
- FS01 drafting and lodgement
- Drafting and preparation of core and additional proofs
- Liaising with ASIC during the licence application process
- Provision of tailored content in support of AFS Licence application
