Complispace Assurance

Assurance is a secure online governance, risk and compliance workflow management tool that integrates with PolicyPlus. Assurance reduces the complexity of managing your legal and regulatory obligations and provides you with a platform for continuous improvement.

Built in alignment with the International Risk Management Standard ISO 31000 and the International Standard for Compliance Management Systems ISO19600-2014, Assurance delivers a suite of integrated modules for managing risks, compliance obligations, incidents and breaches.

Includes:

  • Risk Assessment and Management for your organisations and across different business units or funds
  • Link compliance controls to key risks & monitor the effectiveness of these controls on an ongoing basis
  • A library of unique compliance tasks extracted from numerous sources of legislation specifically designed to meet your obligations under AFSL, ACL, ASX, AML/CTF, Privacy, WHS and more
  • Assign compliance actions & risk assessments to key stakeholders across your business and third party service providers with ability to attach supporting documentation
  • Easy audit management and reporting designed to meet your requirements under AFSL, GS007, Operational Due Diligence (ODD), AML/CTF Independent Reviews and more
  • Customisable Forms and Registers allowing you to record, manage & report on complaints, incidents & breaches & link these to identified risks
  • Manage and report on third party service provider compliance and performance
  • Compliance Checklists
  • Credentialing
  • Contract management
  • Powerful and flexible reporting
  • Configurable dashboard
  • Non-intrusive email engine
  • Mobile and tablet friendly

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