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Responsible Manager Training - AFSL Executive Workshop - Sydney/Melbourne

 High Impact Training for Financial Services Executives On-The-Go.

If you are an AFS licence holder, you must ensure that your responsible managers and representatives receive ongoing training. Our interactive, “on-the-go” workshops are designed to keep you up to date with the latest industry changes, real-life case studies and exercises, and fast-track the practical development of new knowledge and skills.

Training is delivered in an interactive workshop environment providing attendees with:

  • A simple framework for understanding your core AFSL obligations;
  • Practical guidance on current regulatory issues and trends; and
  • CPD points for attendees.

What will we cover?

  • Financial services: Your obligations in a “nutshell”;
  • ASIC case study: Meeting your AFSL obligations in practice;
  • Risk Management: ASIC’s focus on Risk and Cyber Security;
  • Key issues and trends including ASIC’s Reports into Compliance and Holding Assets; and
  • Know Your Customer – AML/CTF and the Common Reporting Standards.

CPD Points: 3.5

Next Workshops

Sydney – Friday March 2 – click here for more details
Melbourne – Friday, March 9 – click here for more details

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Past Events

Boarding Australia National Conference

CompliSpace Managing Director, David Griffiths, will present at the Boarding Australia National Conference on July 7, 2017.

Attend to hear stimulating keynote speakers and workshop presenters discuss initiatives that strengthen student engagement, foster participation and community connection, as well as contribute to academic achievement.

Date: 5-7 July 2017 

Location:  Sea World, Gold Coast

For more information and to register for this event click below.

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