What We Do
We are the leading provider of compliance content and tools to Australian Financial Services Licence (AFSL) holders.
We’re lawyers and compliance professionals who’ve worked for regulators and in business. We know financial services. We know GRC. And we know how to make it work for your business.
We take complex legal and governance obligations, translate them into plain English programs, policies and procedures, and distribute them online through secure, web-based platforms.
Here’s How
Our complete GRC solution is designed to meet each client’s specific compliance needs and includes:
Policies
Policies, procedures, training and testing content which includes ongoing content updates, drafted in line with key changes and/or commercial best practice by our team of industry specialists.
- AFSL
- Investment Grade
- Tailored to your business
Platform
A separate, secure, online workflow engine designed to capture, assign, monitor and report on key compliance tasks, risks and incidents, maintain registers, and outsource management.
People
Expert consulting, audits and training including AML/CTF independent review and AFS licence application consulting, responsible manager training, RE risk management, annual risk audits and much more.
We Can Help You With:
AFSL Governance
Enterprise Risk Management
Compliance
Incidents & Breaches
Consulting
Know Your Customer AML/CTF
Complaints Handling
Board Management
Business Continuity
Privacy
Whistleblower Services
Workplace Safety
