Hassle Free Compliance

Your challenge is real. Never has financial services been more in the spotlight.
We offer a tailored, cost-effective and practical solution to how you meet your AFSL obligations.

Learn More

What We Do

We are the leading provider of compliance content and tools to Australian Financial Services Licence (AFSL) holders.

We’re lawyers and compliance professionals who’ve worked for regulators and in business. We know financial services. We know GRC. And we know how to make it work for your business.

We take complex legal and governance obligations, translate them into plain English programs, policies and procedures, and distribute them online through secure, web-based platforms.

Here’s How

Our complete GRC solution is designed to meet each client’s specific compliance needs and includes:

Policies

Policies, procedures, training and testing content which includes ongoing content updates, drafted in line with key changes and/or commercial best practice by our team of industry specialists.

  • AFSL
  • Investment Grade
  • Tailored to your business

Platform

A separate, secure, online workflow engine designed to capture, assign, monitor and report on key compliance tasks, risks and incidents, maintain registers, and outsource management.

People

Expert consulting, audits and training including AML/CTF independent review and AFS licence application consulting, responsible manager training, RE risk management, annual risk audits and much more.

“CompliSpace provides Anchorage Capital Partners with high quality governance infrastructure and professional services when required. System upgrades ensure that our policies are maintained and updated as legislation changes, thus assisting us in meeting our compliance obligations under our AFS licence. We enjoy a beneficial association with CompliSpace, taking advantage of their regular workshops and working with them to tailor our program to our industry specific requirements.”

Anchorage Capital Partners

We Can Help You With:

AFSL Governance

Enterprise Risk Management

Compliance

Incidents & Breaches

Consulting

Know Your Customer AML/CTF

Complaints Handling

Board Management

Business Continuity

Privacy

Whistleblower Services

Workplace Safety

Human Resources

 

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